The SEC recently published a paper on OTC equity securities on their website. While I am always happy to see more research around OTC equities, I am surprised by the paper’s overly negative and misinformed conclusions about the growth in OTC dollar volumes. Continue reading “Addressing the SEC White Paper on OTC Equities”
A key driver of the American economy is the capital formation process that fosters innovation and new enterprises. Entrepreneurs raise capital to grow their business, innovate and create jobs. For many smaller companies, the expectation is to conduct an Initial Public Offering (IPO) and list on a stock exchange – hoping to build liquidity and visibility, and ultimately, long term shareholder value. Continue reading “How Can We Take the Pain Out of Being Public?”
Which US Equity Market has the largest number of securities NOT considered Penny Stocks according to SEC Rule 3a51-1? Based on the location of this post, you should be able to guess…. but that should make it no less surprising. The numbers speak for themselves: Continue reading “Don’t Be Pound Foolish”
Public venture markets play a vital role in fostering capital formation and driving growth for early stage companies. Just look at the London Stock Exchange’s AIM market, which since its launch has served over 3,600 venture stage companies, or the Toronto Stock Exchange’s TSX Venture Exchange that supports growing companies from the mining and energy sectors. Continue reading “What it means to be a Venture Market”
Cromwell Coulson
Matt Fuchs
Chris Grant
Laura Hamilton
Kristie Harkins
Liz Heese
Tony Hodson
Joe Oltmanns
Jason Paltrowitz
Bob Power
Cass Sanford
Dan Zinn
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