Search

OTC Markets Blog

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Category

Small Cap

OTC Markets Group Establishes A Stock Promotion Policy

By Laura Anthony | Legal & Compliance, LLC

As OTC Markets Group continues to position itself as a respected venture trading platform, it has adopted a new stock promotion policy and best practices guidelines to improve investor transparency and address concerns over fraudulent or improper stock promotion campaigns. Continue reading “OTC Markets Group Establishes A Stock Promotion Policy”

PR & the Small Cap Company

What is IR?

For small cap companies, the view of communications is most often through the lens of Investor Relations (IR) – the process of interacting with shareholders, the investment community and the financial media. Continue reading “PR & the Small Cap Company”

Discover Small-Cap IR Best Practices to Attract Investors

Earlier this year we shared the results from our inaugural Small-Cap Survey. Our final whitepaper with IR Magazine on small-cap company issues was influenced by the key finding that 70% of CEOs/CFOs at small-caps manage their IR internally, but they spend only 11% of their time on investor outreach. Continue reading “Discover Small-Cap IR Best Practices to Attract Investors”

Three Strong Points for SME Markets

Barriers of Entry to Equity Market Financing for SMEs

Earlier in 2017, The World Federation of Exchanges (WFE) released their report highlighting major barriers of entry to equity market financing for Small and Medium Enterprises (SMEs). In conjunction with a survey infrastructure supported by the Milken Institute, the WFE made three key recommendations to securities market regulators and exchanges: Continue reading “Three Strong Points for SME Markets”

Capital is the lifeblood of every business & there are multiple options for Small-cap companies to access it

Small-cap companies require capital to hire new employees, purchase equipment, develop new products and services and expand their operations.  And while they have multiple options when it comes to raising capital to finance their businesses, not all options are created equal. Continue reading “Capital is the lifeblood of every business & there are multiple options for Small-cap companies to access it”

5 Takeaways from our Small-Cap IR Summit

As part of this year’s NIRI conference, OTC Markets Group worked with the team to organize and moderate a panel of industry experts dedicated to addressing the needs of small cap IR professionals. Continue reading “5 Takeaways from our Small-Cap IR Summit”

Challenges Faced by Small-Caps: The Results are in…

The Small Cap Survey

For unique insight into the small cap companies trading on our markets, we recently engaged their C-suite to shed light upon some of the challenges they face when trying to drive and increase investor interest in their stock. Continue reading “Challenges Faced by Small-Caps: The Results are in…”

Think an IPO is the only way to access the Public Markets?

The high cost to complete an IPO onto a U.S. stock exchange – on average $2.5 million*, combined with the declining bank appetite for small-cap IPOs, is forcing many small companies to stay private longer. However, the public markets offer tremendous benefits for small-cap companies seeking to raise capital and grow their businesses. Fortunately, an IPO isn’t the only method for small companies to gain the benefits of a public market. Continue reading “Think an IPO is the only way to access the Public Markets?”

3 Best Practices to Build an Effective IR Strategy

With more than 6,000 small and micro-cap companies trading on our markets, we are uniquely positioned to understand the issues they face, and help them effectively navigate the public markets. Continue reading “3 Best Practices to Build an Effective IR Strategy”

Up ↑