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OTC Markets Blog

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Shining a Light on Stock Promotion… New Policy + Best Practices = Enhanced Market Transparency

The increased proliferation of digital platforms, social media and online investment newsletters can offer today’s public companies and investor relations professionals more immediate access to engage with a broader universe of potential investors. Continue reading “Shining a Light on Stock Promotion… New Policy + Best Practices = Enhanced Market Transparency”

Short-Term Gain = Long-Term Pain?

Building a Sustainable Public Company with Longer-Term Investors

Continue reading “Short-Term Gain = Long-Term Pain?”

Discover Small-Cap IR Best Practices to Attract Investors

Earlier this year we shared the results from our inaugural Small-Cap Survey. Our final whitepaper with IR Magazine on small-cap company issues was influenced by the key finding that 70% of CEOs/CFOs at small-caps manage their IR internally, but they spend only 11% of their time on investor outreach. Continue reading “Discover Small-Cap IR Best Practices to Attract Investors”

Three Strong Points for SME Markets

Earlier in 2017, The World Federation of Exchanges (WFE) released their report highlighting major barriers of entry to equity market financing for Small and Medium Enterprises (SMEs). In conjunction with a survey infrastructure supported by the Milken Institute, the WFE made three key recommendations to securities market regulators and exchanges: Continue reading “Three Strong Points for SME Markets”

Capital is the lifeblood of every business & there are multiple options for Small-cap companies to access it

Small-cap companies require capital to hire new employees, purchase equipment, develop new products and services and expand their operations.  And while they have multiple options when it comes to raising capital to finance their businesses, not all options are created equal. Continue reading “Capital is the lifeblood of every business & there are multiple options for Small-cap companies to access it”

Is Regulation A+ an Initial Public Offering – IPO?

By Rod Turner | Manhattan Street Capital, Inc.

This is not a traditional IPO. While you are allowed to use a Reg A+ offering to take your company public and list it on the NASDAQ or the NYSE, that is not a requirement, and it is not the path most companies will take because the reporting costs from being public on the big boards are very high. Continue reading “Is Regulation A+ an Initial Public Offering – IPO?”

Set out on a journey and make your mark… OTCQX Blue Sky Recognition Expands to 25 States

Utah recently became the 25th state to recognize the OTCQX Best Market under its “Blue Sky Manual Exemption” for secondary trading.  Just one year after Vermont first recognized OTCQX, reaching half of the 50 states marks a pivotal milestone in our quest to achieve national Blue Sky recognition.  The addition of Utah followed recent recognitions from Delaware, West Virginia, Indiana and Maine.     Continue reading “Set out on a journey and make your mark… OTCQX Blue Sky Recognition Expands to 25 States”

5 Takeaways from our Small-Cap IR Summit

As part of this year’s NIRI conference, OTC Markets Group worked with the team to organize and moderate a panel of industry experts dedicated to addressing the needs of small cap IR professionals. Continue reading “5 Takeaways from our Small-Cap IR Summit”

Challenges Faced by Small-Caps: The Results are in…

For unique insight into the small cap companies trading on our markets, we recently engaged their C-suite to shed light upon some of the challenges they face when trying to drive and increase investor interest in their stock. Continue reading “Challenges Faced by Small-Caps: The Results are in…”

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