As Deputy General Counsel of OTC Markets Group, Cass spearheads regulatory and policy making initiatives focusing on equity market structure and capital markets trends. She represents the company on public panels and before regulatory and legislative groups. Cass also serves on the FINRA Market Regulation Committee and as an advisor to the Securities Traders Association. Prior to joining OTC Markets Group, Cass represented issuers, broker-dealers and individuals in securities litigation, financing, and various corporate and regulatory matters. Cass earned her JD from Hofstra University School of Law and received her BA from Mount Holyoke College. Cass is licensed to practice law in New York and New Jersey and is a member of the American Bar Association.
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Cass SanfordMarch 25, 2021 
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