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OTC Markets Blog

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

A Snapshot of the OTCQX Advisory Council

Since its inception in 2015, the OTCQX Advisory Council has provided valuable insight and support to the OTC Markets Group senior management team on key issues that impact OTCQX-traded issuers and the public markets. The Council is comprised of a ten-member board, with three members appointed in 2018 and seven new members appointed earlier this year.  Collectively, these Council members represent an impressive mix of U.S.-based CEOs and CFOs from a diverse range of geographic and industry sectors. Continue reading “A Snapshot of the OTCQX Advisory Council”

The Many Ways to Measure IR Success

Are you a Small-Cap company trying to ensure your IR program is successful?

Issuers with a market capitalization under $1 bn often lack the liquidity, volume or capital structure to attract larger institutional names.  However, in the early years, they also benefit from being able to build strong investor relations strategies and establish trajectories that look five years ahead vs. one or two. Continue reading “The Many Ways to Measure IR Success”

Community Bank Regulations Should Foster Main Street Growth

Banking regulation tends to be a partisan issue, but there’s one thing lawmakers are certain to agree on: America’s community banks are the backbone of the country’s economy.

Community banks serve a unique purpose. These institutions make over half of all U.S. small business loans, providing capital to entrepreneurs seeking to start businesses, and the financing needed for local businesses to grow. They provide jobs, help families buy homes and serve as the financial core for communities nationwide.  Continue reading “Community Bank Regulations Should Foster Main Street Growth”

Introducing the 2019 OTCQX® Best 50

OTC Markets is pleased to announce its 5th annual list of the top 50 U.S. and international companies traded on the OTCQX Best Market—the 2019 OTCQX® Best 50.  This year’s list speaks to a broad array of companies spanning all sizes, industries and geographic regions, from well-capitalized US community banks to Mega-Cap foreign exchange-listed Global brands. Continue reading “Introducing the 2019 OTCQX® Best 50”

OTC Markets Group Introduces its Small Cap Listed Compliance Product

The small-cap equity market, which operates across listed and OTC venues, plays a vital role in the U.S. capital markets and economy.  Companies gain access to capital and investors are able to take a stake in venture stage firms. Even though small-cap equities trade both over-the-counter and on the national exchanges, there is a perception  that an exchange listing provides an air of legitimacy on a company. However, the truth is that investors and market professionals benefit from added due diligence when assessing and trading all small-cap stocks.

Continue reading “OTC Markets Group Introduces its Small Cap Listed Compliance Product”

Our Secret Sauce… Why OTC Markets Group Is Ranked One of The Best Places to Work In New York City

We encourage our employees to make an impact by building on their strengths and contributing their individual ideas.  They are at the forefront of achieving every goal we set today and are essential to drive the success of tomorrow. As such, we sat down with members of our team who shared their perspectives and provided candid feedback about what makes OTC Markets Group a “Great Place to Work.”

Continue reading “Our Secret Sauce… Why OTC Markets Group Is Ranked One of The Best Places to Work In New York City”

Navigating the Critical Components Surrounding M&A

Looking to drive faster company growth? Or, considering new avenues to increase shareholder value? These may be among the reasons you are contemplating a merger or acquisition. As a small-cap company with limited resources, it can be difficult to effectively manage and execute the critical components that surround M&A. Continue reading “Navigating the Critical Components Surrounding M&A”

Understanding Short Sale Activity

Quality data is essential to well-functioning markets. Improving the availability, relevance and usefulness of data aligns with OTC Market Group’s mission to create better informed, more efficient financial markets.  In our experience, short selling remains one of the most highly-debated topics among academics, companies, investors, market makers and broker-dealers. As a market operator and company CEO, I believe it’s critical to address the misconceptions that still exist around short sale data and the correlation to a stock’s fundamental value.

Short selling, the sale of a security that the seller does not own, has long been a controversial practice in public markets.  Advocates for short selling believe it builds price efficiency, enhances liquidity and helps improve the public markets, while critics are concerned that it can facilitate illegal market manipulation and is detrimental to investors and public companies.  Given the diverse range of opinions and opposing views, we believe the first step is to take a deeper dive into the data and help separate out the noise.

Continue reading “Understanding Short Sale Activity”

OTC Markets Group Named One of Crain’s 2018 100 Best Places to Work in New York City

We spend a significant amount of time focused on providing the best experience for the companies and broker-dealers that trade on our market –  seeking opportunities to raise our profile, build connections with our stakeholders and help the broader investment community. But while much of our marketing focus is external, we believe everything we do starts with the engagement of the team that embodies our brand. Continue reading “OTC Markets Group Named One of Crain’s 2018 100 Best Places to Work in New York City”

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