Current Date:June 22, 2021
Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Corporate Services

Corporate Services

“How to present to a family office in the post-COVID world?”

Corporate Services

OTCQX 500 … It’s about the journey

Corporate Services

Introducing the 2021 OTCQX Advisory Council

Regulatory & Compliance

Regulatory & Compliance

Holistic OTC Equity Compliance – Risk Scoring, Red Flags & Blue Sky

Regulatory & Compliance

Understanding the Expert Market

Regulatory & Compliance

FINRA Regulatory Notice 21-03 – Fraud Prevention – Low Priced Securities

Market Data

Market Data

2020 Market Data Annual Review

Market Data

Blue Sky Compliance Data – Exemption Types & Data Transparency

Market Data

Blue Sky Compliance Data – Key Trends

Market Structure

Market Structure

Exploring the Fundamentals: How the OTC Markets Work

Market Structure

Exploring the Investor Impact of an SEC Rule Proposal

Market Structure

ESOPs: The Importance of Small Company Employee Ownership

Company Culture

Company Culture

Our Secret Sauce… Why OTC Markets Group Is Ranked One of The Best Places to Work In New York City

Company Culture

OTC Markets Group Named One of Crain’s 2018 100 Best Places to Work in New York City