Posts – OTC Markets Blog

Current Date:March 6, 2021

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

FINRA Regulatory Notice 21-03 – Fraud Prevention – Low Priced Securities

Matt FuchsFebruary 24, 2021

Introducing the 2021 OTCQX® Best 50…

Jason PaltrowitzFebruary 2, 2021

Blue Sky Compliance – Fixed Income

Matt FuchsJanuary 27, 2021

Transforming the OTC Markets

Cass SanfordJanuary 26, 2021

Cross-Trading OTCQX Market

The Solution for European Companies to Access U.S. Investors

Guest ContributorNovember 18, 2020

Blue Sky Compliance Data – Exemption Types & Data Transparency

Matt FuchsNovember 11, 2020

Cross-Trading OTC Markets OTCQX Market

Why Now is the Time for Global Companies to Attract U.S. Investors

Jason PaltrowitzOctober 22, 2020

Blue Sky Compliance Data – Key Trends

Matt FuchsOctober 8, 2020

Automating and Simplifying Blue Sky Data Compliance

Matt FuchsSeptember 24, 2020

Banks Compliance

Q2 Community Bank Data: A Closer Look at What You’ll Find Outside of the Balance Sheet

Tony HodsonSeptember 17, 2020

Investor Relations OTC Markets Small Cap

Reassessing Market Options During Uncertain Times

Joe OltmannsAugust 13, 2020

Compliance OTC Markets Small Cap

Quantifying Listed Low Price Security Risk – Small Cap Compliance Risk Scoring

Matt FuchsJuly 22, 2020

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