The small-cap equity market, which operates across listed and OTC venues, plays a vital role in the U.S. capital markets and economy.  Companies gain access to capital and investors are able to take a stake in venture stage firms. Even though small-cap equities trade both over-the-counter and on the national exchanges, there is a perception  that an exchange listing provides an air of legitimacy on a company. However, the truth is that investors and market professionals benefit from added due diligence when assessing and trading all small-cap stocks.

Continue reading “OTC Markets Group Introduces its Small Cap Listed Compliance Product”