Current Date:June 5, 2023

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Regulation

Regulatory & Compliance

OTC Markets Group Answers Frequently Asked 2-11 Rule Change Questions

Jason PaltrowitzJuly 1, 2021

Exploring the Investor Impact of an SEC Rule Proposal

Cromwell CoulsonMay 1, 2020

Regulatory & Compliance

Are CRE Concentrations Still a Financial Crisis Prognosticator?

Tony HodsonMarch 17, 2020

Regulatory & Compliance

Key Takeaways From Regulators’ Recent CECL Final Policy Statement

Tony HodsonMarch 5, 2020

Regulatory & Compliance

CBLR: A win for most, but time for the rest to move on

Tony HodsonJanuary 15, 2020

Regulatory & Compliance

CECL is Coming: Here’s How Bank Stakeholders Can Anticipate Its Impact While Making Their Voices Heard

Tony HodsonNovember 21, 2019

Market Data

By Putting UBPR and Call Reports Under the Microscope with Qaravan, Investors and Bank Stakeholders Can Gain Meaningful Insight Far Beyond Raw Data

Tony HodsonNovember 4, 2019

ESOPs: The Importance of Small Company Employee Ownership

Cass SanfordAugust 15, 2019

Blue Sky Recognition Continues to Gain Traction

Dan ZinnJuly 11, 2019

Corporate Services

Regulation A 2019 Progress Report

Joe OltmannsJune 18, 2019