Practice Corporate Governance to Help Achieve Your Company Goals

Although more commonly associated with larger firms, corporate governance is just as important for small and micro-cap companies.

By adhering to high governance standards, small-caps are better placed to achieve their goals and attract new investment.

The appropriate internal controls of a small-cap will look different from those of a large-cap. Our latest white paper with IR Magazine examines the basic governance standards for smaller companies, including:

  • independent directors
  • board committees
  • chairman and CEO roles
  • annual meetings and reporting

For additional information including practical insights and advice, please visit IR Magazine.

Jason Paltrowitz is Executive Vice President, Corporate Services at OTC Markets Group, where he is responsible for managing the firm’s international and domestic Corporate Services business. Drawing upon his expertise in cross-border trading and as a recognized proponent of Reg A+ and small company capital raising, Jason is an advocate for small cap issuers, start-ups, and entrepreneurial innovators working to alleviate the cost, time and complexity associated with being a public company. Prior to joining OTC Markets in October 2013, Jason was Managing Director and Segment Head at JP Morgan Chase responsible for the custody, clearing and collateral management business in the Corporate and Investment Bank division. Jason also held multiple senior management positions at BNY Mellon, most notably, as Head of M&A for the Financial Markets and Treasury Services Sector and 11 years as the Head of the Global Capital Markets Group in the Depositary Receipt Division. Jason currently serves on the Board of Directors of the Crowdfunding Professional Association (CfPA) and also served as a member of the Board of Directors at OTC Markets Group from 2008 – 2011. Jason holds a Bachelor's degree in International Relations from Boston University and received his MBA from the NYU Stern School of Business.

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