More than 166 Billion Traded in Deficient US Small Cap Exchange Listed Securities in 2024

US Small Cap listed securities which were actively deficient by their respective exchange at the end of Q4 traded more than 166 Billion over the course of the year. This number excludes the 40 delists (18% decrease in deficient securities Quarter over Quarter) in Q4. Industry focus on the listed small cap space has resulted in increased scrutiny from compliance departments and a number of rule change proposals by the exchanges.

OTC Markets’ suite of compliance analytics products makes it simple to monitor small cap listed and OTC securities – and the movement of securities between the two regimes. To learn more about our Small Cap Listed Compliance File and our other Market Data Compliance products reach out to our Market Data team.

926K+ Total Filings were Processed and Added to our APIs in 2024 Previous post

OTC Markets CEO on Making Going Public Popular Again Next post

Matt Fuchs

Matthew Fuchs, EVP of Market Data, leads the product development, distribution and sales of market data at OTC Markets Group. Prior to joining OTC Markets Group, he served in a number of financial technology roles at the National Research Exchange, Bearing Point and Arthur Andersen. Matt received a BA from Columbia University