Regulatory & Compliance Archives - OTC Markets Blog

Current Date:January 9, 2026

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Regulatory & Compliance

Regulatory & Compliance

Advocating for National Blue Sky Recognition: Secondary Trading Exemptions reach 41 States

Dan ZinnSeptember 5, 2025

Regulatory & Compliance

OTC Markets CEO on Making Going Public Popular Again

Cromwell CoulsonFebruary 25, 2025

Now You Sue Me OTC Markets ADRs and Ordinary Shares

Regulatory & Compliance

Now You Sue Me, Now You Don’t – How Foreign Companies Can Thrive in the U.S. Equity Capital Markets

Flavia VehbiuDecember 20, 2024

Regulatory & Compliance

OTC Markets Group Discusses the Creation of OTCID

Jason PaltrowitzDecember 3, 2024

Regulatory & Compliance

The Evolution of the OTC Market – Introducing OTCID

Cromwell CoulsonOctober 14, 2024

Regulatory & Compliance

The Evolution of GBTC: An Alternative Path from Private Offerings to Public Trading

Dan ZinnApril 2, 2024

Regulatory & Compliance

Reversing Market Perceptions

Cromwell CoulsonOctober 24, 2023

Regulatory & Compliance

The Expert Market: Its Larger Role Post Rule 15c2-11

Cromwell CoulsonSeptember 14, 2023

Regulatory & Compliance

Proper Disclosure is Key to Crypto’s Success

Cass SanfordMay 11, 2023

Market Data Regulatory & Compliance

What Investors Should Know About FINRA Daily Short Sale Volume Data

Cromwell CoulsonMay 8, 2023