Current Date:March 26, 2023

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Public Policy

Regulatory & Compliance

CBLR: A win for most, but time for the rest to move on

Tony HodsonJanuary 15, 2020

ESOPs: The Importance of Small Company Employee Ownership

Cass SanfordAugust 15, 2019

Blue Sky Recognition Continues to Gain Traction

Dan ZinnJuly 11, 2019

Corporate Services

Regulation A 2019 Progress Report

Joe OltmannsJune 18, 2019

Three Principles for Thriving Public Markets

Cromwell CoulsonMay 14, 2019

Corporate Services

A Snapshot of the OTCQX Advisory Council

Bob PowerApril 10, 2019

Regulatory & Compliance

2018 Regulatory Initiatives & Targeted Rulemaking: Improving Transparency, Focusing on Market Efficiency

Cass SanfordApril 26, 2018