Current Date:March 23, 2023

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Data

Regulatory & Compliance

Blue Sky Compliance – Fixed Income

Matt FuchsJanuary 27, 2021

Regulatory & Compliance

Key Takeaways From Regulators’ Recent CECL Final Policy Statement

Tony HodsonMarch 5, 2020

Regulatory & Compliance

CBLR: A win for most, but time for the rest to move on

Tony HodsonJanuary 15, 2020

Corporate Services

Enhancing the Process of Online Capital Raising

Joe OltmannsDecember 5, 2019

Regulatory & Compliance

CECL is Coming: Here’s How Bank Stakeholders Can Anticipate Its Impact While Making Their Voices Heard

Tony HodsonNovember 21, 2019

Market Data

OTC Markets Group Top Performing Banks Report by Qaravan: 2Q 2019

Tony HodsonSeptember 12, 2019

Blue Sky Recognition Continues to Gain Traction

Dan ZinnJuly 11, 2019

Regulatory & Compliance

CECL: Unpaved Road Ahead

Tony HodsonJune 3, 2019

Three Principles for Thriving Public Markets

Cromwell CoulsonMay 14, 2019

Understanding Short Sale Activity

Cromwell CoulsonNovember 13, 2018