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OTC Markets Blog

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

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Transparency

A Snapshot of the OTCQX Advisory Council

Since its inception in 2015, the OTCQX Advisory Council has provided valuable insight and support to the OTC Markets Group senior management team on key issues that impact OTCQX-traded issuers and the public markets. The Council is comprised of a ten-member board, with three members appointed in 2018 and seven new members appointed earlier this year.  Collectively, these Council members represent an impressive mix of U.S.-based CEOs and CFOs from a diverse range of geographic and industry sectors. Continue reading “A Snapshot of the OTCQX Advisory Council”

Community Bank Regulations Should Foster Main Street Growth

Banking regulation tends to be a partisan issue, but there’s one thing lawmakers are certain to agree on: America’s community banks are the backbone of the country’s economy.

Community banks serve a unique purpose. These institutions make over half of all U.S. small business loans, providing capital to entrepreneurs seeking to start businesses, and the financing needed for local businesses to grow. They provide jobs, help families buy homes and serve as the financial core for communities nationwide.  Continue reading “Community Bank Regulations Should Foster Main Street Growth”

Introducing the 2019 OTCQX® Best 50

OTC Markets is pleased to announce its 5th annual list of the top 50 U.S. and international companies traded on the OTCQX Best Market—the 2019 OTCQX® Best 50.  This year’s list speaks to a broad array of companies spanning all sizes, industries and geographic regions, from well-capitalized US community banks to Mega-Cap foreign exchange-listed Global brands. Continue reading “Introducing the 2019 OTCQX® Best 50”

OTC Markets Group Introduces its Small Cap Listed Compliance Product

The small-cap equity market, which operates across listed and OTC venues, plays a vital role in the U.S. capital markets and economy.  Companies gain access to capital and investors are able to take a stake in venture stage firms. Even though small-cap equities trade both over-the-counter and on the national exchanges, there is a perception  that an exchange listing provides an air of legitimacy on a company. However, the truth is that investors and market professionals benefit from added due diligence when assessing and trading all small-cap stocks.

Continue reading “OTC Markets Group Introduces its Small Cap Listed Compliance Product”

Benefits of Cross-Trading in the United States

For many international companies, the successful listing of their security represents an important milestone.  It’s a sign of recognition, prestige and success, demonstrating to the market a desire to be open and transparent.  Continue reading “Benefits of Cross-Trading in the United States”

New Independent Study: Benefits for International Companies Trading on OTCQX

We often hear questions from foreign issuers and their respective exchanges surrounding the decision to pursue secondary trading in the U.S. Many harbor the misconception that cross-trading in the U.S. will lead to a loss of trading volume and drain in liquidity from their primary home market. Continue reading “New Independent Study: Benefits for International Companies Trading on OTCQX”

Cromwell Coulson’s Fireside Chat with Bob Pisani

Cromwell Coulson’s Lifetime Achievement Award and Dedication to STANY

April 19, 2018

The Security Traders Association of New York (STANY) honored OTC Markets Group CEO Cromwell Coulson with its 5th Annual Award for Lifetime Achievement and Dedication to STANY at its 82nd annual conference. Cromwell joined CNBC’s Bob Pisani for a Fireside Chat to talk about the evolution of OTC Markets Group and the contributions of  industry professionals that have leveraged their knowledge for the benefit of  both the trading community and investors.

Continue reading “Cromwell Coulson’s Fireside Chat with Bob Pisani”

The True Value of Best Practice Disclosure

In a World Where the “News Cycle,” Both Real and Fake, is 24/7, How Can Companies be Their Own Best Ally and Not Their Own Worst Enemy?

In a recent webinar on Corporate Governance, by Compass Investor Relations, the presenters touched upon the value of best practice corporate disclosure. Continue reading “The True Value of Best Practice Disclosure”

OTC Markets Group Establishes A Stock Promotion Policy

By Laura Anthony | Legal & Compliance, LLC

As OTC Markets Group continues to position itself as a respected venture trading platform, it has adopted a new stock promotion policy and best practices guidelines to improve investor transparency and address concerns over fraudulent or improper stock promotion campaigns. Continue reading “OTC Markets Group Establishes A Stock Promotion Policy”

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