Current Date:September 16, 2026

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Transparency

Corporate Services

OTCQX 500 … It’s about the journey

Cromwell CoulsonMay 20, 2021

Regulatory & Compliance

Blue Sky Compliance – Fixed Income

Matt FuchsJanuary 27, 2021

Corporate Services

Reassessing Market Options During Uncertain Times

Joe OltmannsAugust 13, 2020

Corporate Services

Today’s State of the Community Banking Market: Five Topics Being Discussed Among Bankers

Laura HamiltonJuly 15, 2020

Corporate Services

Before You Go Public on Pink

Joe OltmannsJuly 8, 2020

Regulatory & Compliance

Investors Be Alert—“Penny Stocks” Can also Trade on Exchanges

Jason PaltrowitzMay 18, 2020

Exploring the Investor Impact of an SEC Rule Proposal

Cromwell CoulsonMay 1, 2020

Corporate Services

Capital Raising During Times of Uncertainty — Issuers Beware!

Jason PaltrowitzApril 14, 2020

Regulatory & Compliance

Are CRE Concentrations Still a Financial Crisis Prognosticator?

Tony HodsonMarch 17, 2020

Regulatory & Compliance

Key Takeaways From Regulators’ Recent CECL Final Policy Statement

Tony HodsonMarch 5, 2020