Current Date:July 6, 2022

Latest commentary on Market Structure, Compliance, Small Cap and Reg A+ issues, including insights on the news and trends that affect the public markets.

Trading

Regulatory & Compliance

Investors Be Alert—“Penny Stocks” Can also Trade on Exchanges

Jason PaltrowitzMay 18, 2020

Market Structure

Exploring the Investor Impact of an SEC Rule Proposal

Cromwell CoulsonMay 1, 2020

Corporate Services

Capital Raising During Times of Uncertainty — Issuers Beware!

Jason PaltrowitzApril 14, 2020

Corporate Services

Davos: A Glimpse Into The Global Innovation Economy, The World Economic Forum gives valuable insight into the trends of the next decade.

Jason PaltrowitzFebruary 20, 2020

Corporate Services

The Results are in… Congratulations to the 2020 OTCQX® Best 50

Jason PaltrowitzFebruary 4, 2020

Regulatory & Compliance

CBLR: A win for most, but time for the rest to move on

Tony HodsonJanuary 15, 2020

Corporate Services

Enhancing the Process of Online Capital Raising

Joe OltmannsDecember 5, 2019

Corporate Services

More Efficient Access to U.S. Capital Markets

Jason PaltrowitzOctober 4, 2019

ESOPs: The Importance of Small Company Employee Ownership

Cass SanfordAugust 15, 2019

Corporate Services

Regulation A 2019 Progress Report

Joe OltmannsJune 18, 2019